SURVEILLANCE SYSTEM & INTERNAL CONTROL POLICY WITH BOR
DIGITAL ACCESSIBILITY POLICY WITH BOR
ESCALATION AND REPORTING OF WHISTLE BLOWER POLICY WITH BOR
CLIENT CODE MODIFICATION
Policy for Good Till Cancelled Good Till Triggered Order
DOs and DON’Ts for Investors
CIRCULATION OF UNAUTHORIZED INFORMATION
MONEY LAUNDERING AND TERRIST FINANCE POLICY
AML ALERT GENERATION
ANTI MONEY LAUNDRING POLICIES
LIMIT SETTING
POLICY & SOP ON BUSINESS DISRUPTION & TECHNICAL GLITCHES
CONFLICT OF INTEREST
DORMANT ACCOUNT POLICY
PMLA POLICY 07102022
CYBER SECURITY POLICY
NISM VII CERTIFICATION POLICY
OUT SOURCING POLICY
TREATMENT OF INACTIVE ACCOUNT POLICY
POLICIES & PROCEDURES REGARDING DEALING WITH FOREIGN INVESTORS
SURVEILLANCE POLICY TRADING
POLICY OF SURVEILLANCE OBLIGATION OF DP_26082022
STR REPORTING
POLICY FOR PENDING ORDER & NON EXECUTED TRADES
RISK MITIGATION POLICY
KYC GROUP POLICY
INTERNAL CONTROL GUIDELINES FOR OPERATIONS
FRONT RUNNING POLICY NEW
INSIDER TRADING
POLICY FOR PRE FUNDED INSTRUMENT
DEALING ROOM POLICY
Most Important Terms and Conditions For non-custodial settled trading accounts
Rights & Obligations
DOS AND DONTS IN MARATHI
Procedure for Investor Grievance
