AML ALERT GENERATION
ANTI MONEY LAUNDRING POLICIES
CIRCULATION OF UNAUTHORIZED INFORMATION
CLIENT CODE MODIFICATION
CONFLICT OF INTEREST
DORMANT ACCOUNT POLICY
LIMIT SETTING
MONEY LAUNDERING AND TERRIST FINANCE POLICY
NISM VII CERTIFICATION POLICY
OUT SOURCING POLICY
PMLA POLICY 07102022
POLICY & SOP ON BUSINESS DISRUPTION & TECHNICAL GLITCHES
SURVEILLANCE POLICY TRADING
POLICY OF SURVEILLANCE OBLIGATION OF DP_26082022
TREATMENT OF INACTIVE ACCOUNT POLICY
CYBER SECURITY POLICY
RISK MITIGATION POLICY
KYC GROUP POLICY
STR REPORTING
POLICIES & PROCEDURES REGARDING DEALING WITH FOREIGN INVESTORS
INSIDER TRADING
POLICY FOR PRE FUNDED INSTRUMENT
INTERNAL CONTROL GUIDELINES FOR OPERATIONS
POLICY FOR PENDING ORDER & NON EXECUTED TRADES
FRONT RUNNING POLICY NEW
DEALING ROOM POLICY
